James Ricardo Martinelli

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

MET Facilities LLP (no longer approved here)
FRN 587084
- CF30 Customer (6 Oct 2021 to 24 Apr 2023)
Artemis Fund Managers Limited (no longer approved here)
FRN 122448
- [FCA CF] Client dealing (9 Dec 2019 to 14 Sep 2020)
Artemis Investment Management LLP (no longer approved here)
FRN 523180
- [FCA CF] Client dealing (9 Dec 2019 to 14 Sep 2020)
Baring Fund Managers Limited (no longer approved here)
FRN 119187
- CF21 Investment Adviser (10 Mar 2003 to 30 Dec 2004)
- CF22 Investment Adviser (Trainee) (11 Jul 2002 to 10 Mar 2003)
Baring Asset Management Limited (no longer approved here)
FRN 170601
- CF21 Investment Adviser (10 Mar 2003 to 30 Dec 2004)
- CF22 Investment Adviser (Trainee) (11 Jul 2002 to 10 Mar 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.