Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
James Hambro & Partners LLP
FRN 513246
- SMF17 Money Laundering Reporting Officer (MLRO) (since 11 Mar 2026)
- SMF16 Compliance Oversight (since 11 Mar 2026)
- SMF27 Partner (since 9 Dec 2019)
- SMF16 Compliance Oversight (9 Dec 2019 to 21 Feb 2023)
- CF4 Partner (24 Oct 2018 to 8 Dec 2019)
- CF10 Compliance Oversight (6 Jun 2017 to 8 Dec 2019)
-
- CF10 Compliance Oversight (30 Jun 2015 to 22 Jan 2016)
-
- CF14 Risk Assessment (11 May 2005 to 20 Oct 2006)
-
- CF14 Risk Assessment (11 May 2005 to 20 Oct 2006)
-
- CF14 Risk Assessment (11 May 2005 to 20 Oct 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.