James Piran Williams

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Close Brothers Limited (no longer approved here)

    FRN 124750

    • CF2 Non Executive Director (20 Dec 2004 to 9 Feb 2009)
  • Baring Fund Managers Limited (no longer approved here)

    FRN 119187

    • CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)
  • Baring International Investment Limited (no longer approved here)

    FRN 122628

    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Dec 2002)
    • CF27 Investment Management (1 Dec 2001 to 31 Dec 2002)
  • Baring Asset Management Limited (no longer approved here)

    FRN 170601

    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Dec 2002)
    • CF27 Investment Management (1 Dec 2001 to 31 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.