Baring Fund Managers Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
20 Old BaileyLondonEC4M 7BFUNITED KINGDOM- Phone
- +4402076286000
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Complaints Contact
20 Old BaileyLondonEC4M 7BFUNITED KINGDOM- Phone
- +4402072141254
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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John Charles Savage
IRN JCS01064
- CF21 Investment Adviser (1 Dec 2001 to 21 Mar 2002)
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John Christopher Atkin
IRN JCA01057
- CF21 Investment Adviser (1 Dec 2001 to 29 Feb 2004)
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John Derrick Bolsover
IRN JDB01158
- CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 28 Jun 2002)
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 28 Jun 2002)
- CF21 Investment Adviser (1 Dec 2001 to 28 Jun 2002)
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John Dominic Burns
IRN JDB01244
- CF1 Director (6 Oct 2011 to 25 Nov 2016)
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John Misselbrook
IRN JXM01517
- CF1 Director (2 Oct 2009 to 14 Nov 2011)
- CF3 Chief Executive (2 Oct 2009 to 14 Nov 2011)
- CF29 Significant management (1 Nov 2007 to 2 Oct 2009)
- CF15 Internal Audit (1 Dec 2001 to 9 May 2005)
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)
- CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 31 Oct 2007)
- CF14 Risk Assessment (1 Dec 2001 to 9 May 2005)
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John Whitaker Maitland
IRN JXM02029
- CF1 Director (14 Jul 2006 to 27 May 2011)
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Jonathan David Pritchard
IRN JDP01078
- CF11 Money Laundering Reporting (17 Jul 2002 to 6 Oct 2006)
- CF10 Compliance Oversight (17 Jul 2002 to 6 Oct 2006)
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Jonathan Millin
IRN JXM01820
- SMF18 Other Overall Responsibility (since 24 Mar 2025)
- [FCA CF] Material risk taker (1 Feb 2024 to 24 Mar 2025)
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Julian Timothy Swayne
IRN JTS01035
- SMF9 Chair of the Governing Body (3 Feb 2020 to 13 Jul 2023)
- SMF1 Chief Executive (9 Dec 2019 to 30 Jul 2023)
- SMF3 Executive Director (9 Dec 2019 to 30 Jul 2023)
- CF3 Chief Executive (29 Sep 2017 to 8 Dec 2019)
- CF1 Director (20 Dec 2016 to 8 Dec 2019)
- CF29 Significant management (1 Nov 2007 to 15 Sep 2017)
- CF28 Systems and controls (1 Nov 2007 to 9 May 2018)
- CF15 Internal Audit (5 May 2005 to 7 Dec 2006)
- CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 31 Oct 2007)
- CF13 Finance (1 Dec 2001 to 31 Oct 2007)
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Juliette Home
IRN JCO01023
- CF1 Director (2 Oct 2003 to 16 Dec 2005)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Baring Asset Management Life Limited (no longer appointed)
FRN 201881 · Appointed 27 Oct 2000 · Until 19 Aug 2002
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Baring Global Fund Managers Limited (no longer appointed)
FRN 155149 · Appointed 21 Aug 1991 · Until 30 Jan 2002
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Baring Global Fund Managers Limited (no longer appointed)
FRN 155149 · Appointed 19 Aug 1991 · Until 30 Jan 2002
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.