Date authorised
1 April 2013
Companies House
00941405
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20 Old Bailey
    London
    EC4M 7BF
    UNITED KINGDOM
    Phone
    +4402076286000
  • Complaints Contact

    20 Old Bailey
    London
    EC4M 7BF
    UNITED KINGDOM
    Phone
    +4402072141254

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Charles Savage

    IRN JCS01064

    • CF21 Investment Adviser (1 Dec 2001 to 21 Mar 2002)
  • John Christopher Atkin

    IRN JCA01057

    • CF21 Investment Adviser (1 Dec 2001 to 29 Feb 2004)
  • John Derrick Bolsover

    IRN JDB01158

    • CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 28 Jun 2002)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 28 Jun 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 28 Jun 2002)
  • John Dominic Burns

    IRN JDB01244

    • CF1 Director (6 Oct 2011 to 25 Nov 2016)
  • John Misselbrook

    IRN JXM01517

    • CF1 Director (2 Oct 2009 to 14 Nov 2011)
    • CF3 Chief Executive (2 Oct 2009 to 14 Nov 2011)
    • CF29 Significant management (1 Nov 2007 to 2 Oct 2009)
    • CF15 Internal Audit (1 Dec 2001 to 9 May 2005)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)
    • CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 31 Oct 2007)
    • CF14 Risk Assessment (1 Dec 2001 to 9 May 2005)
  • John Whitaker Maitland

    IRN JXM02029

    • CF1 Director (14 Jul 2006 to 27 May 2011)
  • Jonathan David Pritchard

    IRN JDP01078

    • CF11 Money Laundering Reporting (17 Jul 2002 to 6 Oct 2006)
    • CF10 Compliance Oversight (17 Jul 2002 to 6 Oct 2006)
  • Jonathan Millin

    IRN JXM01820

    • SMF18 Other Overall Responsibility (since 24 Mar 2025)
    • [FCA CF] Material risk taker (1 Feb 2024 to 24 Mar 2025)
  • Julian Timothy Swayne

    IRN JTS01035

    • SMF9 Chair of the Governing Body (3 Feb 2020 to 13 Jul 2023)
    • SMF1 Chief Executive (9 Dec 2019 to 30 Jul 2023)
    • SMF3 Executive Director (9 Dec 2019 to 30 Jul 2023)
    • CF3 Chief Executive (29 Sep 2017 to 8 Dec 2019)
    • CF1 Director (20 Dec 2016 to 8 Dec 2019)
    • CF29 Significant management (1 Nov 2007 to 15 Sep 2017)
    • CF28 Systems and controls (1 Nov 2007 to 9 May 2018)
    • CF15 Internal Audit (5 May 2005 to 7 Dec 2006)
    • CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 31 Oct 2007)
    • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
  • Juliette Home

    IRN JCO01023

    • CF1 Director (2 Oct 2003 to 16 Dec 2005)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.