Baring Fund Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Justin THomas Palmer
IRN JXP19454
- SMF24 Chief Operations (9 Dec 2019 to 24 Mar 2021)
- CF29 Significant management (19 Nov 2019 to 8 Dec 2019)
Katharine Diana Munday
IRN KDM01011
- CF21 Investment Adviser (1 Dec 2001 to 2 Feb 2005)
Katherine Louise Kemp Godfrey
IRN KXK00297
- [FCA CF] Material risk taker (since 22 Nov 2022)
Kathryn Mary Hardy
IRN KMR01018
- CF30 Customer (1 Nov 2007 to 6 Oct 2008)
- CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
Keith Edmund William Thomas
IRN KET01007
- CF21 Investment Adviser (1 Dec 2001 to 18 Jun 2003)
Keith James Wilson
IRN KJW01072
- CF21 Investment Adviser (1 Dec 2001 to 28 Sep 2004)
Keith Marsden
IRN KXM01228
- CF1 Director (1 Dec 2001 to 1 Oct 2003)
Keith Samuel Haywood
IRN KSH01028
- CF28 Systems and controls (1 Nov 2007 to 10 Jun 2008)
- CF15 Internal Audit (22 Jan 2007 to 31 Oct 2007)
Keith Sydney Wright
IRN KSW01021
- CF26 Customer Trading (1 Dec 2001 to 18 Jun 2003)
Kerry Jane Knight
IRN KJK01025
- CF21 Investment Adviser (1 Dec 2001 to 10 May 2002)

Smaller firms operating under this firm's FCA authorisation.

Baring Asset Management Life Limited (no longer appointed)
FRN 201881 · Appointed 27 Oct 2000 · Until 19 Aug 2002
Baring Global Fund Managers Limited (no longer appointed)
FRN 155149 · Appointed 21 Aug 1991 · Until 30 Jan 2002
Baring Global Fund Managers Limited (no longer appointed)
FRN 155149 · Appointed 19 Aug 1991 · Until 30 Jan 2002

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.