Katharine Diana Munday

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Stonehage Fleming Financial Services Limited (no longer approved here)

    FRN 150118

    • [FCA CF] Significant management (1 Feb 2021 to 1 Aug 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Aug 2022)
  • Stonehage Fleming Investment Management Limited (no longer approved here)

    FRN 194382

    • [FCA CF] Significant management (1 Feb 2021 to 1 Aug 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Aug 2022)
    • CF10a CASS Oversight function (1 Feb 2017 to 20 Feb 2019)
    • CF2 Non Executive Director (8 Apr 2015 to 25 Jan 2017)
    • CF1 Director (26 Feb 2010 to 8 Apr 2015)
    • CF28 Systems and controls (21 Jul 2009 to 7 Jan 2011)
  • Stonehage Fleming Advisory Limited (no longer approved here)

    FRN 194929

    • [FCA CF] Significant management (1 Feb 2021 to 1 Aug 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Aug 2022)
    • CF2 Non Executive Director (8 Apr 2015 to 5 Jun 2017)
    • CF1 Director (26 Feb 2010 to 8 Apr 2015)
    • CF28 Systems and controls (21 Jul 2009 to 7 Jan 2011)
  • STONEHAGE FLEMING WEALTH PLANNING LIMITED (no longer approved here)

    FRN 562235

    • [FCA CF] Significant management (1 Feb 2021 to 1 Aug 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Aug 2022)
  • Baring Fund Managers Limited (no longer approved here)

    FRN 119187

    • CF21 Investment Adviser (1 Dec 2001 to 2 Feb 2005)
  • Baring International Investment Limited (no longer approved here)

    FRN 122628

    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 26 Jul 2004)
    • CF27 Investment Management (1 Dec 2001 to 2 Feb 2005)
  • Baring Asset Management Limited (no longer approved here)

    FRN 170601

    • CF27 Investment Management (1 Dec 2001 to 2 Feb 2005)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 26 Jul 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.