Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Baring Fund Managers Limited
FRN 119187
- SMF18 Other Overall Responsibility (since 24 Mar 2025)
- [FCA CF] Material risk taker (1 Feb 2024 to 24 Mar 2025)
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Baring International Investment Limited
FRN 122628
- SMF18 Other Overall Responsibility (since 24 Mar 2025)
- [FCA CF] Manager of certification employee (1 Feb 2024 to 24 Mar 2025)
- [FCA CF] Material risk taker (1 Feb 2024 to 24 Mar 2025)
- [FCA CF] Client dealing (10 Jan 2024 to 24 Mar 2025)
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Baring Asset Management Limited
FRN 170601
- SMF18 Other Overall Responsibility (since 24 Mar 2025)
- [FCA CF] Material risk taker (1 Feb 2024 to 24 Mar 2025)
- [FCA CF] Manager of certification employee (1 Feb 2024 to 24 Mar 2025)
- [FCA CF] Client dealing (10 Jan 2024 to 24 Mar 2025)
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BARINGS (U.K.) LIMITED
FRN 194662
- SMF18 Other Overall Responsibility (since 24 Mar 2025)
- [FCA CF] Material risk taker (1 Feb 2024 to 24 Mar 2025)
Recent activity
Updates to this individual's record on the FCA register.
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