John Whitaker Maitland

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Union Bancaire Privée (UK) Limited (no longer approved here)

    FRN 119250

    • Responsible for Insurance Distribution (1 Oct 2018 to 27 Nov 2018)
    • SMF1 Chief Executive (1 Jul 2018 to 7 Jun 2020)
    • Responsible for Insurance Mediation (11 Jul 2016 to 30 Sep 2018)
    • SMF18 Other Overall Responsibility (7 Mar 2016 to 1 Jul 2018)
    • CF29 Significant management (26 Aug 2011 to 6 Mar 2016)
  • Baring Fund Managers Limited (no longer approved here)

    FRN 119187

    • CF1 Director (14 Jul 2006 to 27 May 2011)
  • Baring Asset Management Limited (no longer approved here)

    FRN 170601

    • CF1 Director (24 Dec 2002 to 27 May 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.