Julian Timothy Swayne

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Baring Fund Managers Limited (no longer approved here)

    FRN 119187

    • SMF9 Chair of the Governing Body (3 Feb 2020 to 13 Jul 2023)
    • SMF1 Chief Executive (9 Dec 2019 to 30 Jul 2023)
    • SMF3 Executive Director (9 Dec 2019 to 30 Jul 2023)
    • CF3 Chief Executive (29 Sep 2017 to 8 Dec 2019)
    • CF1 Director (20 Dec 2016 to 8 Dec 2019)
    • CF29 Significant management (1 Nov 2007 to 15 Sep 2017)
    • CF28 Systems and controls (1 Nov 2007 to 9 May 2018)
    • CF15 Internal Audit (5 May 2005 to 7 Dec 2006)
    • CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 31 Oct 2007)
    • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
  • Baring International Investment Limited (no longer approved here)

    FRN 122628

    • SMF1 Chief Executive (9 Dec 2019 to 30 Jul 2023)
    • SMF3 Executive Director (9 Dec 2019 to 30 Jul 2023)
    • CF3 Chief Executive (29 Sep 2017 to 8 Dec 2019)
    • CF1 Director (30 Apr 2013 to 8 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 30 Apr 2013)
    • CF29 Significant management (1 Nov 2007 to 30 Apr 2013)
    • CF15 Internal Audit (5 May 2005 to 7 Dec 2006)
    • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
    • CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 31 Oct 2007)
  • Baring Asset Management Limited (no longer approved here)

    FRN 170601

    • SMF3 Executive Director (9 Dec 2019 to 30 Jul 2023)
    • SMF1 Chief Executive (9 Dec 2019 to 30 Jul 2023)
    • CF3 Chief Executive (29 Sep 2017 to 8 Dec 2019)
    • CF29 Significant management (17 Jan 2013 to 15 Sep 2017)
    • CF28 Systems and controls (1 Nov 2007 to 9 May 2018)
    • CF1 Director (15 Aug 2005 to 17 Jan 2013)
    • CF15 Internal Audit (5 May 2005 to 7 Dec 2006)
    • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
    • CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 15 Aug 2005)
  • BARINGS (U.K.) LIMITED (no longer approved here)

    FRN 194662

    • SMF1 Chief Executive (9 Dec 2019 to 30 Jul 2023)
    • SMF3 Executive Director (9 Dec 2019 to 30 Jul 2023)
    • CF28 Systems and controls (29 Sep 2017 to 9 May 2018)
    • CF3 Chief Executive (29 Sep 2017 to 8 Dec 2019)
    • CF1 Director (30 Jun 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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