Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Providentia Capital LLP
FRN 426749
- [FCA CF] Client dealing (since 7 May 2024)
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- [PRA CF] Significant risk taker or Material risk taker (31 Mar 2016 to 1 Nov 2019)
- CF30 Customer (27 Feb 2009 to 6 Mar 2016)
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- CF21 Investment Adviser (1 Dec 2001 to 18 Jun 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 18 Jun 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 18 Jun 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.