James Anderson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CANYON CAPITAL ADVISORS (EUROPE) LIMITED

    FRN 456571

    • [FCA CF] Client dealing (since 11 Dec 2023)
  • Baring Fund Managers Limited (no longer approved here)

    FRN 119187

    • [FCA CF] Material risk taker (17 Nov 2022 to 8 Dec 2023)
    • CF30 Customer (12 Apr 2018 to 8 Dec 2019)
  • Baring International Investment Limited (no longer approved here)

    FRN 122628

    • [FCA CF] Material risk taker (17 Nov 2022 to 8 Dec 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 8 Dec 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 8 Dec 2023)
    • CF30 Customer (12 Apr 2018 to 8 Dec 2019)
  • Baring Asset Management Limited (no longer approved here)

    FRN 170601

    • [FCA CF] Material risk taker (17 Nov 2022 to 8 Dec 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 8 Dec 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 8 Dec 2023)
    • CF30 Customer (12 Apr 2018 to 8 Dec 2019)
  • BARINGS (U.K.) LIMITED (no longer approved here)

    FRN 194662

    • [FCA CF] Material risk taker (17 Nov 2022 to 8 Dec 2023)
    • CF30 Customer (31 May 2011 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.