Gulamabbas Murtaza Lakha

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Providentia Capital LLP

    FRN 426749

    • [FCA CF] Client dealing (since 19 Mar 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (19 Jul 2006 to 31 Oct 2007)
    • CF3 Chief Executive (12 Jul 2005 to 8 Dec 2019)
    • CF10 Compliance Oversight (12 Jul 2005 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (12 Jul 2005 to 8 Dec 2019)
    • CF27 Investment Management (12 Jul 2005 to 31 Oct 2007)
    • CF4 Partner (12 Jul 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (12 Jul 2005 to 31 Oct 2007)
  • Baring Asset Management Limited (no longer approved here)

    FRN 170601

    • CF21 Investment Adviser (24 Jun 2002 to 21 Oct 2003)
    • CF27 Investment Management (1 Dec 2001 to 6 Jun 2002)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 25 Mar 2002)
  • Baring Fund Managers Limited (no longer approved here)

    FRN 119187

    • CF21 Investment Adviser (25 Mar 2002 to 6 Jun 2002)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 25 Mar 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.