Gregory Williams

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AUSTRALIANSUPER (UK) LTD

    FRN 741471

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 21 Oct 2025)
  • Baring Fund Managers Limited (no longer approved here)

    FRN 119187

    • SMF17 Money Laundering Reporting Officer (MLRO) (24 Jun 2022 to 24 Sep 2025)
  • Baring International Investment Limited (no longer approved here)

    FRN 122628

    • SMF17 Money Laundering Reporting Officer (MLRO) (24 Jun 2022 to 24 Sep 2025)
  • Baring Asset Management Limited (no longer approved here)

    FRN 170601

    • SMF17 Money Laundering Reporting Officer (MLRO) (24 Jun 2022 to 24 Sep 2025)
  • BARINGS (U.K.) LIMITED (no longer approved here)

    FRN 194662

    • SMF17 Money Laundering Reporting Officer (MLRO) (24 Jun 2022 to 24 Sep 2025)
  • Novate Global Markets Limited (no longer approved here)

    FRN 124624

    • (621)SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 10 Sep 2020)
    • (622)SMF16 Compliance Oversight (9 Dec 2019 to 10 Sep 2020)
    • (624)CF10 Compliance Oversight (19 Nov 2019 to 8 Dec 2019)
    • (623)CF11 Money Laundering Reporting (19 Nov 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (621)SMF17 Money Laundering Reporting Officer (MLRO) at Novate Global Markets Limited

  2. controlled function added: (622)SMF16 Compliance Oversight at Novate Global Markets Limited

  3. controlled function added: (623)CF11 Money Laundering Reporting at Novate Global Markets Limited

  4. controlled function added: (624)CF10 Compliance Oversight at Novate Global Markets Limited