Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF18 Other Overall Responsibility (since 17 Mar 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 27 May 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 27 May 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 27 May 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 27 May 2022)
    • CF29 Significant management (10 Feb 2017 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • SMF18 Other Overall Responsibility (since 17 Mar 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 27 May 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 27 May 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 27 May 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 27 May 2022)
    • CF29 Significant management (10 Feb 2017 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Significant management (9 Dec 2019 to 5 Sep 2023)
    • CF29 Significant management (6 Jun 2018 to 8 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Significant management (9 Dec 2019 to 5 Sep 2023)
    • CF29 Significant management (6 Jun 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.