Bank of Montreal

• Principal Place of Business

  Bank Of Montreal

  100 Liverpool Street

  London

  City Of London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +442072361010

  Web

  https://www.bmocm.com

• Complaints Contact

  Bank Of Montreal

  100 Liverpool Street

  London

  City Of London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +442072361010

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mohamed Azim Meghji

  IRN MAM01132

  • [FCA CF] Client dealing (since 12 Mar 2026)
• NICHOLAS ALESSANDRO GRANDE

  IRN NXG42204

  • [FCA CF] Material risk taker (4 Sep 2017 to 8 May 2024)
  • [FCA CF] Client dealing (4 Sep 2017 to 8 May 2024)
• NICHOLAS ANTHONY Moylett

  IRN NAM01064

  • [FCA CF] Material risk taker (since 18 Apr 2024)
  • [FCA CF] Client dealing (since 18 Apr 2024)
  • [FCA CF] Client dealing (2 Mar 2018 to 31 May 2022)
• Natalie Vasconez

  IRN NXV00082

  • [FCA CF] Material risk taker (since 5 Nov 2024)
  • [FCA CF] Client dealing (since 5 Nov 2024)
• Neil Mehta

  IRN NIM01011

  • [FCA CF] Material risk taker (since 2 Nov 2023)
  • [FCA CF] Client dealing (since 2 Nov 2023)
• Nels Erik Anderson

  IRN NEA00005

  • CF21 Investment Adviser (1 Dec 2001 to 31 Jan 2005)
• Niamh Bridget O'Connor

  IRN NBO00006

  • [FCA CF] Client dealing (7 Mar 2017 to 28 Feb 2023)
  • [FCA CF] Material risk taker (7 Mar 2017 to 28 Feb 2023)
  • [FCA CF] Significant management (7 Mar 2017 to 28 Feb 2023)
  • CF30 Customer (7 Apr 2011 to 6 Mar 2016)
• Niamh McInerney

  IRN NXM01343

  • [FCA CF] Significant management (7 Mar 2018 to 1 Jul 2019)
• Nicholas Raynes Gilling

  IRN NXG42203

  • [FCA CF] Material risk taker (7 Mar 2018 to 28 Feb 2021)
• Nicholas Robert Leyhane

  IRN NRL01024

  • [FCA CF] Algorithmic trading (3 Jan 2018 to 13 Feb 2020)
  • [FCA CF] Client dealing (11 Sep 2017 to 13 Feb 2020)
  • [FCA CF] Material risk taker (11 Sep 2017 to 13 Feb 2020)
  • [FCA CF] Significant management (11 Sep 2017 to 13 Feb 2020)

No changes recorded yet.