Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Morgan Stanley Investment Management Limited
FRN 121920
- [FCA CF] Manager of certification employee (since 9 May 2025)
- [FCA CF] Material risk taker (since 9 May 2025)
- [FCA CF] Significant management (since 9 May 2025)
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Morgan Stanley & Co. International Plc
FRN 165935
- [FCA CF] Manager of certification employee (since 9 May 2025)
- [FCA CF] Material risk taker (since 9 May 2025)
- [FCA CF] Significant management (since 9 May 2025)
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Morgan Stanley Bank International Limited
FRN 195430
- [FCA CF] Manager of certification employee (since 9 May 2025)
- [FCA CF] Material risk taker (since 9 May 2025)
- [FCA CF] Significant management (since 9 May 2025)
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- [FCA CF] Manager of certification employee (15 Jan 2025 to 24 Mar 2025)
- [PRA CF] Significant risk taker or Material risk taker (8 Sep 2022 to 20 Apr 2025)
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- [FCA CF] Manager of certification employee (12 Oct 2023 to 7 Mar 2024)
- [PRA CF] Significant risk taker or Material risk taker (8 Sep 2022 to 20 Apr 2025)
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- [FCA CF] Significant management (7 Mar 2018 to 1 Jul 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.