NICHOLAS ANTHONY Moylett

• Bank of Montreal

  FRN 124788

  • [FCA CF] Client dealing (since 18 Apr 2024)
  • [FCA CF] Material risk taker (since 18 Apr 2024)
  • [FCA CF] Client dealing (2 Mar 2018 to 31 May 2022)
• BMO Capital Markets Limited

  FRN 170937

  • [FCA CF] Material risk taker (since 18 Apr 2024)
  • [FCA CF] Client dealing (since 18 Apr 2024)
  • [FCA CF] Client dealing (1 Jun 2020 to 31 May 2022)
  • [FCA CF] Material risk taker (1 Jun 2020 to 31 May 2022)
  • CF30 Customer (14 Dec 2009 to 8 Dec 2019)
• Columbia Threadneedle Investment Business Limited (no longer approved here)

  FRN 177896

  • CF26 Customer Trading (16 Jan 2007 to 18 Sep 2007)
• Columbia Threadneedle Management Limited (no longer approved here)

  FRN 119230

  • CF26 Customer Trading (11 Oct 2005 to 18 Sep 2007)
• Columbia Threadneedle Fund Management Limited (no longer approved here)

  FRN 121940

  • CF26 Customer Trading (11 Oct 2005 to 18 Sep 2007)
• Aviva Investors Global Services Limited (no longer approved here)

  FRN 119178

  • CF21 Investment Adviser (10 Jul 2003 to 12 Aug 2005)
• Stifel Nicolaus Europe Limited (no longer approved here)

  FRN 190412

  • CF21 Investment Adviser (1 Dec 2001 to 26 Apr 2002)

No changes recorded yet.