Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 7 Jan 2025)
    • [FCA CF] Manager of certification employee (since 7 Jan 2025)
  • Bank of Montreal (no longer approved here)

    FRN 124788

    • [FCA CF] Client dealing (7 Mar 2017 to 28 Feb 2023)
    • [FCA CF] Material risk taker (7 Mar 2017 to 28 Feb 2023)
    • [FCA CF] Significant management (7 Mar 2017 to 28 Feb 2023)
    • CF30 Customer (7 Apr 2011 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.