Neil Mehta

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of Montreal

    FRN 124788

    • [FCA CF] Client dealing (since 2 Nov 2023)
    • [FCA CF] Material risk taker (since 2 Nov 2023)
  • Banco Santander, S.A. (no longer approved here)

    FRN 136261

    • [FCA CF] Proprietary trader (2 May 2019 to 16 Apr 2020)
    • [FCA CF] Client dealing (2 May 2019 to 26 Jul 2023)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • [FCA CF] Client dealing (7 Mar 2017 to 28 Apr 2019)
    • CF30 Customer (26 Feb 2009 to 6 Mar 2016)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • [FCA CF] Client dealing (7 Mar 2017 to 28 Apr 2019)
    • CF30 Customer (26 Feb 2009 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.