Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of Montreal (no longer approved here)

    FRN 124788

    • [FCA CF] Algorithmic trading (3 Jan 2018 to 13 Feb 2020)
    • [FCA CF] Client dealing (11 Sep 2017 to 13 Feb 2020)
    • [FCA CF] Material risk taker (11 Sep 2017 to 13 Feb 2020)
    • [FCA CF] Significant management (11 Sep 2017 to 13 Feb 2020)
  • BMO Capital Markets Limited (no longer approved here)

    FRN 170937

    • CF30 Customer (3 Oct 2017 to 8 Dec 2019)
  • CQS (UK) LLP (no longer approved here)

    FRN 400496

    • CF30 Customer (24 Jun 2014 to 22 Sep 2015)
  • Marble Bar Asset Management LLP (no longer approved here)

    FRN 475857

    • CF4 Partner (18 Mar 2010 to 31 Dec 2010)
    • CF29 Significant management (18 Mar 2010 to 6 Sep 2010)
    • CF30 Customer (18 Mar 2010 to 31 Dec 2010)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 31 Dec 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.