Axis Capital Markets Limited

• Principal Place of Business

  73 Watling Street

  London

  City Of London

  EC4M 9BJ

  UNITED KINGDOM

  Phone

  +4402030260320

  Web

  http://www.axcap247.com

• Complaints Contact

  73 Watling Street

  London

  EC4M 9BJ

  UNITED KINGDOM

  Phone

  +4402030260320

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable to hold financial instruments for own account unless it meets the 'matched principal exemption conditions' in the FSA's Glossary of defined expressions used in the FSA's Handbook

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Loizos Yerolemou

  IRN LXY01074

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (3 Aug 2015 to 8 Dec 2019)
• Martin Ashley Vaughan

  IRN MAV01043

  • CF30 Customer (6 Feb 2015 to 14 May 2015)
  • CF1 Director (7 Aug 2014 to 14 May 2015)
• Nicholas Ely

  IRN NXE01071

  • [FCA CF] Client dealing (since 7 Jul 2025)
• Nicholas Wright

  IRN NXW14803

  • SMF16 Compliance Oversight (since 14 Jul 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 14 Jul 2021)
• Oliver Cheary

  IRN OXC00080

  • [FCA CF] Client dealing (27 Mar 2024 to 30 May 2025)
• Osita Egbubine

  IRN OXE01082

  • CF10 Compliance Oversight (22 Sep 2016 to 31 Oct 2019)
  • CF11 Money Laundering Reporting (22 Sep 2016 to 31 Oct 2019)
• Peter Wilson

  IRN PRW01128

  • SMF16 Compliance Oversight (30 Jul 2020 to 16 Feb 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (30 Jul 2020 to 16 Feb 2021)
• Richard Hutchison

  IRN RMB01208

  • [FCA CF] Client dealing (since 30 Mar 2021)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (10 Oct 2016 to 8 Dec 2019)
• Rui Manuel Marques Cravo

  IRN RMC01164

  • CF30 Customer (29 Jul 2015 to 31 Aug 2015)
• Victoria Webb

  IRN VXW01067

  • [FCA CF] Client dealing (30 Mar 2021 to 31 Dec 2021)

No changes recorded yet.