Osita Egbubine

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

EBC Financial Group (UK) Ltd (no longer approved here)
FRN 927552
- SMF16 Compliance Oversight (8 Feb 2021 to 13 Aug 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (8 Feb 2021 to 13 Aug 2021)
Gresham House Asset Management Limited (no longer approved here)
FRN 682776
- CF10 Compliance Oversight (25 Jan 2018 to 1 Sep 2019)
- CF11 Money Laundering Reporting (25 Jan 2018 to 1 Sep 2019)
Axis Capital Markets Limited (no longer approved here)
FRN 589327
- CF10 Compliance Oversight (22 Sep 2016 to 31 Oct 2019)
- CF11 Money Laundering Reporting (22 Sep 2016 to 31 Oct 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.