Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (19 Aug 2022 to 31 Jul 2023)
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- [FCA CF] Client dealing (21 Jan 2022 to 31 Jul 2023)
- CF30 Customer (9 Aug 2013 to 22 Dec 2014)
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- [FCA CF] Client dealing (21 Jan 2022 to 31 Jul 2023)
- CF30 Customer (9 Aug 2013 to 22 Dec 2014)
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- [FCA CF] Client dealing (30 Mar 2021 to 31 Dec 2021)
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- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 23 Jun 2020)
- SMF27 Partner (9 Dec 2019 to 17 Jun 2020)
- SMF16 Compliance Oversight (9 Dec 2019 to 23 Jun 2020)
- CF4 Partner (22 Mar 2019 to 8 Dec 2019)
- CF11 Money Laundering Reporting (3 Jan 2019 to 8 Dec 2019)
- CF10 Compliance Oversight (3 Jan 2019 to 8 Dec 2019)
- CF1 Director (AR) (12 May 2017 to 8 Jan 2019)
- CF30 Customer (10 Oct 2016 to 8 Dec 2019)
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- CF30 Customer (11 Feb 2015 to 30 Jun 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.