Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • IG Trading and Investments Limited (no longer approved here)

    FRN 944492

    • [FCA CF] Client dealing (19 Aug 2022 to 31 Jul 2023)
  • IG Index Limited (no longer approved here)

    FRN 114059

    • [FCA CF] Client dealing (21 Jan 2022 to 31 Jul 2023)
    • CF30 Customer (9 Aug 2013 to 22 Dec 2014)
  • IG Markets Limited (no longer approved here)

    FRN 195355

    • [FCA CF] Client dealing (21 Jan 2022 to 31 Jul 2023)
    • CF30 Customer (9 Aug 2013 to 22 Dec 2014)
  • Axis Capital Markets Limited (no longer approved here)

    FRN 589327

    • [FCA CF] Client dealing (30 Mar 2021 to 31 Dec 2021)
  • Jub Capital Management LLP (no longer approved here)

    FRN 554408

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 23 Jun 2020)
    • SMF27 Partner (9 Dec 2019 to 17 Jun 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 23 Jun 2020)
    • CF4 Partner (22 Mar 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (3 Jan 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (3 Jan 2019 to 8 Dec 2019)
    • CF1 Director (AR) (12 May 2017 to 8 Jan 2019)
    • CF30 Customer (10 Oct 2016 to 8 Dec 2019)
  • LONDON CAPITAL GROUP LIMITED (no longer approved here)

    FRN 182110

    • CF30 Customer (11 Feb 2015 to 30 Jun 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.