Date authorised
1 April 2013
Companies House
OC364744
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    25 Eccleston Place
    London
    SW1W 9NF
    UNITED KINGDOM
    Phone
    +442081592558
  • Complaints Contact

    25 Eccleston Place
    London
    SW1W 9NF
    UNITED KINGDOM
    Phone
    +442081592558

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . Tradewinds 23.5 Limited

    IRN XXT01101

    • CF4 Partner (6 Sep 2011 to 8 Aug 2019)
  • Adam Michael Dziubinski

    IRN AMD01142

    • [FCA CF] Client dealing (since 8 Mar 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (16 Aug 2018 to 8 Dec 2019)
    • CF1 Director (AR) (4 Feb 2017 to 8 Jan 2019)
    • CF30 Customer (14 May 2015 to 8 Dec 2019)
  • Alina Bizgan

    IRN AXB04158

    • SMF27 Partner (since 22 Jun 2022)
    • SMF16 Compliance Oversight (since 15 Oct 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 15 Oct 2021)
    • [FCA CF] Client dealing (since 8 Mar 2021)
    • CF30 Customer (25 Apr 2018 to 8 Dec 2019)
  • Andrew Huat Seong Tay

    IRN AHT01023

    • CF4 Partner (30 Jan 2012 to 1 Oct 2015)
    • CF30 Customer (30 Dec 2011 to 1 Oct 2015)
  • Benjamin Charles Eaton

    IRN BCE00009

    • CF30 Customer (12 Jun 2013 to 5 Nov 2013)
  • Charles Robert Erith

    IRN CRE01023

    • CF4 Partner (3 Feb 2012 to 1 Oct 2015)
    • CF30 Customer (5 Jan 2012 to 1 Oct 2015)
  • Edward John McLean Buckley

    IRN EJB01048

    • [FCA CF] Client dealing (since 1 Apr 2024)
    • CF4 Partner (6 Sep 2011 to 8 Aug 2019)
    • CF11 Money Laundering Reporting (6 Sep 2011 to 17 Nov 2018)
    • CF10 Compliance Oversight (6 Sep 2011 to 17 Nov 2018)
    • CF30 Customer (6 Sep 2011 to 8 Dec 2019)
  • Edwina Blackford

    IRN EKR01004

    • CF30 Customer (19 Sep 2011 to 4 Jul 2012)
  • John Henry Clarke

    IRN JHC01133

    • CF30 Customer (6 Sep 2011 to 1 Jul 2015)
    • CF4 Partner (6 Sep 2011 to 1 Jul 2015)
  • Nicola Jane Robertson

    IRN NJR01124

    • CF30 Customer (1 Feb 2012 to 1 Oct 2015)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Jub Capital Ltd (no longer appointed)

    FRN 613341 · Appointed 27 Nov 2015 · Until 24 Jan 2019

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.