Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 1 Apr 2024)
    • CF30 Customer (6 Sep 2011 to 8 Dec 2019)
    • CF10 Compliance Oversight (6 Sep 2011 to 17 Nov 2018)
    • CF4 Partner (6 Sep 2011 to 8 Aug 2019)
    • CF11 Money Laundering Reporting (6 Sep 2011 to 17 Nov 2018)
  • Finex LLP (no longer approved here)

    FRN 507537

    • [FCA CF] Client dealing (13 Oct 2022 to 1 May 2024)
  • Tavira Financial Limited (no longer approved here)

    FRN 462001

    • [FCA CF] Client dealing (14 Jan 2022 to 12 Oct 2022)
  • Prusik Investment Management LLP (no longer approved here)

    FRN 431813

    • CF11 Money Laundering Reporting (28 Apr 2008 to 30 Sep 2010)
    • CF10 Compliance Oversight (28 Apr 2008 to 30 Sep 2010)
    • CF30 Customer (1 Nov 2007 to 30 Sep 2010)
    • CF27 Investment Management (19 Jul 2005 to 31 Oct 2007)
    • CF4 Partner (19 Jul 2005 to 30 Sep 2010)
    • CF8 Apportionment and Oversight (19 Jul 2005 to 31 Oct 2007)
    • CF3 Chief Executive (19 Jul 2005 to 30 Sep 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.