Peter Wilson

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CXM Prime Ltd

    FRN 966753

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 20 Dec 2022)
    • SMF3 Executive Director (since 20 Dec 2022)
    • SMF16 Compliance Oversight (since 20 Dec 2022)
  • Axis Capital Markets Limited (no longer approved here)

    FRN 589327

    • SMF17 Money Laundering Reporting Officer (MLRO) (30 Jul 2020 to 16 Feb 2021)
    • SMF16 Compliance Oversight (30 Jul 2020 to 16 Feb 2021)
  • AT Global Markets (UK) Limited (no longer approved here)

    FRN 760555

    • CF11 Money Laundering Reporting (1 Mar 2018 to 8 Jun 2018)
    • CF10 Compliance Oversight (1 Mar 2018 to 8 Jun 2018)
  • VANTOS MARKETS (UK) LIMITED (no longer approved here)

    FRN 709693

    • CF11 Money Laundering Reporting (8 Apr 2016 to 31 Jan 2018)
    • CF10 Compliance Oversight (8 Apr 2016 to 31 Jan 2018)
  • YCM-Invest Ltd (no longer approved here)

    FRN 470392

    • CF10 Compliance Oversight (20 Dec 2011 to 30 Jun 2013)
    • CF11 Money Laundering Reporting (20 Dec 2011 to 30 Jun 2013)

Recent activity

Updates to this individual's record on the FCA register.

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