CXM Prime Ltd

Date authorised
20 December 2022
Companies House
13407617
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Office 3043, Level 30
    The Leadenhall Building
    122 Leadenhall Street
    London
    City Of London
    EC3V 4AB
    UNITED KINGDOM
    Phone
    +4402037534673
    Web
    https://www.cxmprime.co.uk

  • Complaints Contact

    Office 3043, Level 30
    The Leadenhall Building
    122 Leadenhall Street
    London
    City Of London
    EC3V 4AB
    UNITED KINGDOM
    Phone
    +442037534673

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ashraf Sleiman Agha

    IRN ASA01094

    • SMF1 Chief Executive (since 20 Dec 2022)
    • SMF3 Executive Director (since 20 Dec 2022)
  • Peter Wilson

    IRN PRW01128

    • SMF16 Compliance Oversight (since 20 Dec 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 20 Dec 2022)
    • SMF3 Executive Director (since 20 Dec 2022)

Recent activity

Updates to this firm's record on the FCA register.

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