VANTOS MARKETS (UK) LIMITED

• Principal Place of Business

  75 King William Street

  London

  City Of London

  EC4N 7BE

  UNITED KINGDOM

  Phone

  +442070605120

  Web

  https://www.vantosmarkets.co.uk

• Complaints Contact

  75 King William Street

  London

  City Of London

  EC4N 7BE

  UNITED KINGDOM

  Phone

  +442070605120

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrei Nicolae Vieru

  IRN AXV06455

  • CF30 Customer (21 Sep 2018 to 15 Nov 2019)
• Chi Cuong Jacky Lam

  IRN CXL00165

  • [FCA CF] Client dealing (9 Dec 2020 to 28 Feb 2022)
• Christopher Michael Andre Forster

  IRN CMF01041

  • [FCA CF] CASS oversight function (26 Jan 2024 to 29 Nov 2024)
• Daniel Paul Gladding

  IRN DPG01048

  • CF1 Director (19 Oct 2018 to 25 Oct 2019)
  • CF28 Systems and controls (26 Jun 2018 to 25 Oct 2019)
  • CF30 Customer (26 Jun 2018 to 25 Oct 2019)
• David John Caldwell

  IRN DJC01519

  • CF10a CASS Oversight function (19 Oct 2018 to 25 Oct 2019)
• Heiko Mueller

  IRN HXM01790

  • SMF3 Executive Director (20 Apr 2021 to 19 Nov 2021)
• Ibrahim Orisasami

  IRN IXO00010

  • [FCA CF] CASS oversight function (9 Dec 2020 to 21 Feb 2022)
• Joanne Christine Page

  IRN JCP01165

  • CF1 Director (4 Dec 2015 to 27 Sep 2018)
  • CF10a CASS Oversight function (4 Dec 2015 to 27 Sep 2018)
  • CF30 Customer (4 Dec 2015 to 27 Sep 2018)
• Marcus James Ford

  IRN MJF01247

  • SMF3 Executive Director (9 Dec 2019 to 15 Nov 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 15 Nov 2021)
  • SMF16 Compliance Oversight (9 Dec 2019 to 15 Nov 2021)
  • CF1 Director (17 Jul 2019 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (17 Jul 2019 to 8 Dec 2019)
  • CF10 Compliance Oversight (17 Jul 2019 to 8 Dec 2019)
• Matthew Charles Wright

  IRN MCW01112

  • SMF3 Executive Director (9 Dec 2019 to 30 Jun 2021)
  • SMF1 Chief Executive (9 Dec 2019 to 30 Jun 2021)
  • CF11 Money Laundering Reporting (16 Mar 2018 to 18 Jul 2019)
  • CF10 Compliance Oversight (16 Mar 2018 to 18 Jul 2019)
  • CF3 Chief Executive (23 Jan 2018 to 8 Dec 2019)
  • CF30 Customer (23 Jan 2018 to 8 Dec 2019)
  • CF1 Director (23 Jan 2018 to 8 Dec 2019)

No changes recorded yet.