VANTOS MARKETS (UK) LIMITED

• Principal Place of Business

  75 King William Street

  London

  City Of London

  EC4N 7BE

  UNITED KINGDOM

  Phone

  +442070605120

  Web

  https://www.vantosmarkets.co.uk

• Complaints Contact

  75 King William Street

  London

  City Of London

  EC4N 7BE

  UNITED KINGDOM

  Phone

  +442070605120

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Michael John Mills

  IRN MJM01413

  • SMF3 Executive Director (since 8 Mar 2022)
  • SMF16 Compliance Oversight (since 8 Mar 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 8 Mar 2022)
  • CF10 Compliance Oversight (4 Dec 2015 to 29 Mar 2016)
  • CF11 Money Laundering Reporting (4 Dec 2015 to 29 Mar 2016)
  • CF30 Customer (4 Dec 2015 to 12 Sep 2016)
• Nicholas James Dunn

  IRN NJD01152

  • CF30 Customer (14 Mar 2016 to 20 May 2016)
  • CF1 Director (14 Mar 2016 to 20 May 2016)
• Nicholas John Rose

  IRN NJR01130

  • [FCA CF] Client dealing (4 Feb 2020 to 31 Jul 2021)
• Peter Wilson

  IRN PRW01128

  • CF10 Compliance Oversight (8 Apr 2016 to 31 Jan 2018)
  • CF11 Money Laundering Reporting (8 Apr 2016 to 31 Jan 2018)
• Petra Kuraliova

  IRN PXK01566

  • [FCA CF] CASS oversight function (since 29 Nov 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2021)
  • CF30 Customer (24 Sep 2018 to 8 Dec 2019)
• Robert Martin Woolfe

  IRN RMW01123

  • SMF3 Executive Director (since 18 Aug 2022)
  • Director of firm who is not a certification employee or a SMF manager (since 4 Aug 2021)
  • CF1 Director (4 Dec 2015 to 18 Oct 2017)
  • CF3 Chief Executive (4 Dec 2015 to 18 Oct 2017)
  • CF30 Customer (4 Dec 2015 to 18 Oct 2017)
• Tauseef Muslim Kanji

  IRN TXK01198

  • [FCA CF] Client dealing (since 26 Jan 2024)
• Trevor Barwell

  IRN TXB01544

  • SMF3 Executive Director (1 Nov 2021 to 31 Jan 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2024)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Jan 2024)
  • CF29 Significant management (4 Dec 2015 to 8 Dec 2019)
  • CF30 Customer (4 Dec 2015 to 8 Dec 2019)

No changes recorded yet.