Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 18 Aug 2022)
    • Director of firm who is not a certification employee or a SMF manager (since 4 Aug 2021)
    • CF1 Director (4 Dec 2015 to 18 Oct 2017)
    • CF3 Chief Executive (4 Dec 2015 to 18 Oct 2017)
    • CF30 Customer (4 Dec 2015 to 18 Oct 2017)
  • LONDON CAPITAL GROUP LIMITED (no longer approved here)

    FRN 182110

    • SMF3 Executive Director (21 Jan 2020 to 17 Mar 2020)
  • IG Index Limited (no longer approved here)

    FRN 114059

    • CF30 Customer (1 Nov 2007 to 29 Aug 2008)
    • CF26 Customer Trading (20 Dec 2005 to 31 Oct 2007)
  • IG Markets Limited (no longer approved here)

    FRN 195355

    • CF30 Customer (1 Nov 2007 to 29 Aug 2008)
    • CF26 Customer Trading (10 Oct 2005 to 31 Oct 2007)
  • Hartmann Capital Limited (no longer approved here)

    FRN 192815

    • CF21 Investment Adviser (12 Jan 2005 to 8 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.