Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
VANTOS MARKETS (UK) LIMITED
FRN 709693
- SMF16 Compliance Oversight (since 8 Mar 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 8 Mar 2022)
- SMF3 Executive Director (since 8 Mar 2022)
- CF10 Compliance Oversight (4 Dec 2015 to 29 Mar 2016)
- CF11 Money Laundering Reporting (4 Dec 2015 to 29 Mar 2016)
- CF30 Customer (4 Dec 2015 to 12 Sep 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.