Nicholas James Dunn

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MTS Prime Solutions Limited (no longer approved here)

    FRN 825163

    • (5)[FCA CF] CASS oversight function (23 Jun 2020 to 12 Mar 2025)
    • (1)SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 12 Mar 2025)
    • (2)SMF16 Compliance Oversight (9 Dec 2019 to 12 Mar 2025)
    • (3)CF11 Money Laundering Reporting (30 May 2019 to 8 Dec 2019)
    • (4)CF10 Compliance Oversight (30 May 2019 to 8 Dec 2019)
  • VANTOS MARKETS (UK) LIMITED (no longer approved here)

    FRN 709693

    • CF1 Director (14 Mar 2016 to 20 May 2016)
    • CF30 Customer (14 Mar 2016 to 20 May 2016)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (1)SMF17 Money Laundering Reporting Officer (MLRO) at MTS Prime Solutions Limited

  2. controlled function added: (2)SMF16 Compliance Oversight at MTS Prime Solutions Limited

  3. controlled function added: (3)CF11 Money Laundering Reporting at MTS Prime Solutions Limited

  4. controlled function added: (4)CF10 Compliance Oversight at MTS Prime Solutions Limited

  5. controlled function added: (5)[FCA CF] CASS oversight function at MTS Prime Solutions Limited