YCM-Invest Ltd

• Principal Place of Business

  Finotec Trading UK Ltd

  Mappin House

  4 Winsley Street

  London

  Westminster

  W1W 8HF

  UNITED KINGDOM

  Phone

  +4402035145555

  Web

  https://www.ycm-invest.com

• Complaints Contact

  Finotec Trading UK Ltd

  Mappin House

  4 Winsley Street

  London

  Westminster

  W1W 8HF

  UNITED KINGDOM

  Phone

  +442035145555

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Investment Setup

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Alexander Mora Bolivar

  IRN AXM02856

  • CF10 Compliance Oversight (6 May 2010 to 9 Dec 2010)
  • CF11 Money Laundering Reporting (6 May 2010 to 9 Dec 2010)
• Benny Menashe

  IRN BXM01494

  • CF1 Director (1 Nov 2013 to 30 Sep 2014)
  • CF3 Chief Executive (1 Nov 2013 to 30 Sep 2014)
  • CF30 Customer (8 Nov 2007 to 31 Oct 2009)
• Daniel James Kushner

  IRN DJK01129

  • SMF16 Compliance Oversight (since 22 Apr 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 22 Apr 2024)
• Didier Essemini

  IRN DXE01187

  • [FCA CF] Material risk taker (since 1 Jan 2022)
  • [FCA CF] Client dealing (since 2 Mar 2021)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF16 Compliance Oversight (9 Dec 2019 to 7 May 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 7 May 2020)
  • CF10 Compliance Oversight (1 Jul 2013 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (1 Jul 2013 to 8 Dec 2019)
  • CF30 Customer (26 Sep 2011 to 8 Dec 2019)
  • CF3 Chief Executive (8 Nov 2007 to 13 Oct 2009)
  • CF1 Director (8 Nov 2007 to 26 Jul 2010)
• Elizaveta Benkovich

  IRN EXB12273

  • [FCA CF] Material risk taker (since 1 Jan 2022)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF16 Compliance Oversight (9 Dec 2019 to 29 Apr 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 29 Apr 2024)
  • CF10 Compliance Oversight (22 Nov 2019 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (22 Nov 2019 to 8 Dec 2019)
  • CF1 Director (13 May 2019 to 8 Dec 2019)
• Erez Frisch

  IRN EXF01127

  • CF30 Customer (15 Jan 2009 to 10 Sep 2009)
• Ilja Kitajevs

  IRN IXK01173

  • CF30 Customer (7 Sep 2010 to 17 Jan 2011)
• Jeffrey Levine

  IRN JXL01764

  • CF10a CASS Oversight function (8 Nov 2011 to 5 Feb 2014)
  • CF1 Director (26 Nov 2009 to 5 Feb 2014)
• Joana Castro da Fonseca

  IRN JCF01073

  • CF30 Customer (21 May 2008 to 25 Jun 2008)
• Larry Sack

  IRN LXS01135

  • CF1 Director (7 Jul 2009 to 1 Oct 2009)

• Sceptre Capital Markets Ltd (no longer appointed)

  FRN 503491 · Appointed 10 Jul 2009 · Until 30 Oct 2009

No changes recorded yet.