Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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YCM-Invest Ltd
FRN 470392
- [FCA CF] Material risk taker (since 1 Jan 2022)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF16 Compliance Oversight (9 Dec 2019 to 29 Apr 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 29 Apr 2024)
- CF10 Compliance Oversight (22 Nov 2019 to 8 Dec 2019)
- CF11 Money Laundering Reporting (22 Nov 2019 to 8 Dec 2019)
- CF1 Director (13 May 2019 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.