YCM-Invest Ltd

Date authorised
1 April 2013
Companies House
06039502
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Finotec Trading UK Ltd
    Mappin House
    4 Winsley Street
    London
    Westminster
    W1W 8HF
    UNITED KINGDOM
    Phone
    +4402035145555
    Web
    https://www.ycm-invest.com

  • Complaints Contact

    Finotec Trading UK Ltd
    Mappin House
    4 Winsley Street
    London
    Westminster
    W1W 8HF
    UNITED KINGDOM
    Phone
    +442035145555

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

  • Investment Setup

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Levy Benarroch

    IRN LXB01445

    • CF11 Money Laundering Reporting (8 Nov 2007 to 7 May 2010)
    • CF10 Compliance Oversight (8 Nov 2007 to 7 May 2010)
    • CF1 Director (8 Nov 2007 to 25 Nov 2010)
  • Liran Kapeluto

    IRN LXK01133

    • CF30 Customer (8 Nov 2007 to 4 Feb 2010)
  • Moshe Partouche

    IRN MXP02033

    • CF30 Customer (19 Sep 2011 to 8 Dec 2019)
    • CF1 Director (19 Sep 2011 to 16 Jan 2014)
  • Paul Derek Sawyer

    IRN PDS01117

    • CF10 Compliance Oversight (15 Dec 2010 to 9 Aug 2011)
    • CF11 Money Laundering Reporting (15 Dec 2010 to 9 Aug 2011)
  • Peter Wilson

    IRN PRW01128

    • CF11 Money Laundering Reporting (20 Dec 2011 to 30 Jun 2013)
    • CF10 Compliance Oversight (20 Dec 2011 to 30 Jun 2013)
  • Philip Louis John Gabriel Jones

    IRN PLJ01020

    • CF30 Customer (1 Jul 2009 to 15 Feb 2011)
  • Phillippe Laurent Levy

    IRN PLL01031

    • CF2 Non Executive Director (26 Nov 2009 to 5 Oct 2011)
  • Rodion Rahnayev

    IRN RXR01387

    • CF30 Customer (9 Jun 2008 to 1 May 2010)
  • Saghiv Perez

    IRN SXP01719

    • CF30 Customer (18 Jul 2008 to 31 Aug 2010)
  • Shalom Mansoor

    IRN SXM03350

    • SMF3 Executive Director (9 Dec 2019 to 29 Jul 2021)
    • CF10a CASS Oversight function (19 Mar 2018 to 8 Dec 2019)
    • CF1 Director (14 Apr 2015 to 8 Dec 2019)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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