YCM-Invest Ltd

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FRN: 470392
Date authorised: 1 April 2013
Companies House: 06039502
Last scraped: 2 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Finotec Trading UK Ltd

Mappin House

4 Winsley Street

London

Westminster

W1W 8HF

UNITED KINGDOM

Phone

+4402035145555

Web

https://www.ycm-invest.com
Complaints Contact

Finotec Trading UK Ltd

Mappin House

4 Winsley Street

London

Westminster

W1W 8HF

UNITED KINGDOM

Phone

+442035145555

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet
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- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Arranges Asset Safekeeping

For Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract
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- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet
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- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Trades With You Directly

For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis
Investment Setup

For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet
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- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Manages Your Portfolio

For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Holds Your Assets

For Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract
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- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Simon Hugh Lofting
IRN SHL01036
- CF30 Customer (16 Sep 2009 to 15 Feb 2011)
Sonia Vladimirsky
IRN SXV01251
- [FCA CF] Material risk taker (since 1 Jan 2022)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (19 Sep 2011 to 8 Dec 2019)
- CF30 Customer (19 Sep 2011 to 8 Dec 2019)
Stefan Tiko Habermeier
IRN STH01038
- CF30 Customer (20 May 2008 to 30 Sep 2009)
Steven MacDonald Pryor
IRN SMP01078
- CF1 Director (23 Sep 2009 to 9 Nov 2010)
- CF3 Chief Executive (23 Sep 2009 to 9 Nov 2010)
- CF30 Customer (1 Jul 2009 to 15 May 2012)
Tammy Wally
IRN TXW01279
- CF30 Customer (1 Jun 2008 to 1 Feb 2013)
Theodore Goulios
IRN TXG01203
- CF30 Customer (17 Mar 2010 to 21 Dec 2010)
Toby Koehler
IRN TXK01223
- CF30 Customer (29 Aug 2008 to 31 Oct 2008)
Véronique, Lucile Oumeddour
IRN VLO01006
- CF30 Customer (22 Jul 2010 to 14 Sep 2011)
Xavier Marie Richard Alexandre
IRN XMA01002
- CF1 Director (26 Jul 2010 to 26 Nov 2010)
- CF29 Significant management (26 Jul 2010 to 26 Nov 2010)
Yael Malca Di Castro
IRN YMD01006
- CF30 Customer (1 Aug 2012 to 3 Jun 2013)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Sceptre Capital Markets Ltd (no longer appointed)
FRN 503491 · Appointed 10 Jul 2009 · Until 30 Oct 2009

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.