Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • YCM-Invest Ltd (no longer approved here)

    FRN 470392

    • CF3 Chief Executive (23 Sep 2009 to 9 Nov 2010)
    • CF1 Director (23 Sep 2009 to 9 Nov 2010)
    • CF30 Customer (1 Jul 2009 to 15 May 2012)
  • Cantor Fitzgerald Europe (no longer approved here)

    FRN 149380

    • CF30 Customer (1 Nov 2007 to 31 Aug 2008)
    • CF21 Investment Adviser (11 Jul 2006 to 31 Oct 2007)
  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • CF30 Customer (1 Nov 2007 to 31 Aug 2008)
    • CF21 Investment Adviser (2 Oct 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.