Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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YCM-Invest Ltd
FRN 470392
- [FCA CF] Material risk taker (since 1 Jan 2022)
- [FCA CF] Client dealing (since 2 Mar 2021)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF16 Compliance Oversight (9 Dec 2019 to 7 May 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 7 May 2020)
- CF10 Compliance Oversight (1 Jul 2013 to 8 Dec 2019)
- CF11 Money Laundering Reporting (1 Jul 2013 to 8 Dec 2019)
- CF30 Customer (26 Sep 2011 to 8 Dec 2019)
- CF1 Director (8 Nov 2007 to 26 Jul 2010)
- CF3 Chief Executive (8 Nov 2007 to 13 Oct 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.