Nicholas Ely

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Axis Capital Markets Limited
FRN 589327
- [FCA CF] Client dealing (since 7 Jul 2025)
Peel Hunt LLP (no longer approved here)
FRN 530083
- [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2025)
- CF30 Customer (3 May 2016 to 8 Dec 2019)
Panmure Liberum Capital Limited (no longer approved here)
FRN 465050
- CF30 Customer (18 Aug 2014 to 15 May 2015)
Hume Capital Securities plc (no longer approved here)
FRN 504211
- CF29 Significant management (30 Jun 2010 to 2 Oct 2014)
- CF30 Customer (30 Jun 2010 to 8 Jun 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.