Aviva Administration Limited

Date authorised
1 April 2013
Companies House
03424940
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
    Web
    https://www.aviva.co.uk

  • Complaints Contact

    Aviva
    Customer Relations
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Joanne Elizabeth Mitchell

    IRN JEM01161

    • CF30 Customer (12 Jun 2009 to 16 Sep 2010)
  • Joanne Elizabeth Ormandy

    IRN JXO00371

    • [FCA CF] Significant management (since 12 Jan 2026)
  • Joanne Lane

    IRN JXL00046

    • CF21 Investment Adviser (1 Dec 2001 to 6 Aug 2004)
  • Joanne Lindsey Churcher

    IRN JLS00047

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 18 Dec 2002)
  • Joanne Louise Hill

    IRN JXH00319

    • CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2004)
  • Joanne Louise Witter

    IRN JLW00010

    • CF30 Customer (23 Jan 2009 to 16 Sep 2010)
  • Joanne Marie Phillips

    IRN JXP00703

    • SMF18 Other Overall Responsibility (21 Oct 2024 to 15 Aug 2025)
    • [FCA CF] Significant management (6 Nov 2023 to 20 Oct 2024)
    • [FCA CF] Manager of certification employee (6 Nov 2023 to 20 Oct 2024)
  • Joanne O'Brien

    IRN JLO00005

    • [FCA CF] Client dealing (1 Jan 2021 to 1 Oct 2023)
    • [FCA CF] Functions requiring qualifications (1 Jan 2021 to 1 Oct 2023)
  • Joanne Reed

    IRN JXR01388

    • CF30 Customer (1 Nov 2007 to 16 Sep 2010)
    • CF21 Investment Adviser (28 Jul 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (17 Jan 2005 to 28 Jul 2005)
  • Joanne Smerdon

    IRN JXS00307

    • CF22 Investment Adviser (Trainee) (23 Jul 2007 to 13 Sep 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.