Aviva Administration Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
AvivaWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4402072832000
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Complaints Contact
AvivaCustomer RelationsWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4403453078550
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Trades With You Directly
For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
Show 2 limitations Hide limitations
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Runs Personal Pensions
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Jodie Crocker
IRN JXC01840
- CF22 Investment Adviser (Trainee) (31 Mar 2004 to 23 Jul 2004)
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Joh Stanley Pidgeon
IRN JSP00009
- CF1 Director (AR) (29 Sep 2003 to 10 Apr 2006)
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Johal Harminder
IRN HXJ01061
- CF1 Director (AR) (1 Apr 2003 to 31 Oct 2004)
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John Alexander Jones
IRN JAJ01066
- CF22 Investment Adviser (Trainee) (28 May 2003 to 26 Jun 2003)
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John Andrew Rimmer
IRN JAR00033
- CF24 Pension Transfer Specialist (1 Dec 2001 to 17 Dec 2003)
- CF21 Investment Adviser (1 Dec 2001 to 30 Jan 2006)
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John Andrew Sheraton
IRN JAS00052
- CF21 Investment Adviser (2 Dec 2005 to 15 Sep 2006)
- CF22 Investment Adviser (Trainee) (26 Jul 2004 to 2 Dec 2005)
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John Arthur Hurst
IRN JAH00043
- CF21 Investment Adviser (28 Oct 2003 to 31 Dec 2006)
- CF4 Partner (AR) (3 Jun 2003 to 31 Dec 2006)
- CF22 Investment Adviser (Trainee) (3 Jun 2003 to 28 Oct 2003)
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John Barron McVean
IRN JBM00002
- CF21 Investment Adviser (1 Dec 2001 to 22 Aug 2007)
- CF1 Director (AR) (1 Dec 2001 to 22 Aug 2007)
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John Burns
IRN JXB00120
- CF30 Customer (1 Nov 2007 to 30 Nov 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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John Cardross Grant
IRN JXC00024
- CF21 Investment Adviser (1 Dec 2001 to 10 Apr 2007)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Aviva Management Services UK Limited (no longer appointed)
FRN 575113 · Appointed 15 Feb 2012 · Until 30 Jan 2023
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West Bromwich Financial Planning Ltd (no longer appointed)
FRN 452555 · Appointed 11 Jan 2010 · Until 28 Sep 2010
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Pearl Customer Care Limited (no longer appointed)
FRN 511945 · Appointed 6 Nov 2009 · Until 23 Mar 2011
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Principal Choice Limited (no longer appointed)
FRN 413718 · Appointed 22 Feb 2008 · Until 23 Mar 2011
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News Group Newspapers Limited (no longer appointed)
FRN 404591 · Appointed 21 Sep 2007 · Until 23 Mar 2011
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CJP Financial Services Ltd (no longer appointed)
FRN 466798 · Appointed 17 Apr 2007 · Until 9 Aug 2007
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Duchy Wealth Management Ltd (no longer appointed)
FRN 465151 · Appointed 13 Mar 2007 · Until 1 Jul 2007
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.