Joanne Elizabeth Mitchell

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AFH Independent Financial Services Limited

    FRN 216704

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 29 Dec 2020)
    • [FCA CF] Client dealing (since 29 Dec 2020)
  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF30 Customer (3 Sep 2010 to 30 Jul 2012)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF30 Customer (12 Jun 2009 to 16 Sep 2010)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF30 Customer (17 Dec 2007 to 15 Feb 2009)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (9 Oct 2007 to 24 Oct 2007)
    • CF22 Investment Adviser (Trainee) (12 Jun 2002 to 24 Sep 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.