Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 9 Dec 2022)
-
- CF30 Customer (31 Jul 2008 to 31 Jan 2013)
- CF21 Investment Adviser (26 Nov 2002 to 26 Jul 2005)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 26 Nov 2002)
-
- CF22 Investment Adviser (Trainee) (23 Jul 2007 to 13 Sep 2007)
-
- CF21 Investment Adviser (14 May 2007 to 8 Jun 2007)
- CF22 Investment Adviser (Trainee) (6 Jul 2005 to 14 May 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.