Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Dec 2019 to 24 Aug 2020)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 24 Aug 2020)
- CF30 Customer (10 Oct 2013 to 8 Dec 2019)
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- CF30 Customer (22 May 2014 to 19 Oct 2015)
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- CF30 Customer (3 Sep 2010 to 17 May 2013)
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- CF30 Customer (1 Nov 2007 to 16 Sep 2010)
- CF21 Investment Adviser (28 Jul 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (17 Jan 2005 to 28 Jul 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.