Joanne O'Brien

Last updated
4 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Standard Life Financial Advice Services Limited

    FRN 1031181

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 16 Sep 2025)
    • [FCA CF] Client dealing (since 16 Sep 2025)
  • Succession Financial Management Limited (no longer approved here)

    FRN 225831

    • [FCA CF] Functions requiring qualifications (2 Oct 2023 to 5 Jan 2024)
    • [FCA CF] Client dealing (2 Oct 2023 to 5 Jan 2024)
  • SUCCESSION WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 588378

    • [FCA CF] Client dealing (2 Oct 2023 to 2 Jan 2024)
    • [FCA CF] Functions requiring qualifications (2 Oct 2023 to 2 Jan 2024)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • [FCA CF] Functions requiring qualifications (1 Jan 2021 to 1 Oct 2023)
    • [FCA CF] Client dealing (1 Jan 2021 to 1 Oct 2023)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • CF30 Customer (14 Sep 2015 to 12 May 2017)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (7 Jun 2010 to 15 Sep 2015)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 22 Apr 2010)
    • CF22 Investment Adviser (Trainee) (17 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.