Date authorised
1 April 2013
Companies House
03424940
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aviva
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4402072832000
  • Complaints Contact

    Aviva
    Customer Relations
    Wellington Row
    York
    North Yorkshire
    YO90 1WR
    UNITED KINGDOM
    Phone
    +4403453078550

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Runs Personal Pensions

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Aaron Poltorak

    IRN ASP01069

    • CF30 Customer (21 Jan 2010 to 16 Sep 2010)
  • Abdul Qaiyoum Siddiqui

    IRN AQS00002

    • CF7 Sole Trader (AR) (27 Jan 2003 to 28 Oct 2003)
    • CF22 Investment Adviser (Trainee) (27 Jan 2003 to 28 Oct 2003)
  • Abul Khayer Miah

    IRN AKM01041

    • CF22 Investment Adviser (Trainee) (18 Mar 2004 to 31 Jan 2005)
  • Adam Daniel Turk

    IRN ADT01064

    • CF22 Investment Adviser (Trainee) (31 Oct 2005 to 17 Jan 2006)
  • Adam Dawe

    IRN AMD01153

    • CF30 Customer (8 Jan 2008 to 16 Sep 2010)
  • Adam Frith

    IRN AXF00117

    • CF22 Investment Adviser (Trainee) (30 Aug 2002 to 1 Sep 2002)
  • Adam Harrison

    IRN AXH00112

    • CF21 Investment Adviser (25 Apr 2003 to 28 Sep 2003)
    • CF22 Investment Adviser (Trainee) (1 May 2002 to 25 Apr 2003)
  • Adam Paddick

    IRN AXP01531

    • CF21 Investment Adviser (23 Aug 2005 to 14 May 2006)
    • CF22 Investment Adviser (Trainee) (15 Nov 2004 to 23 Aug 2005)
  • Adam Paul Harris

    IRN APH01124

    • CF30 Customer (1 Nov 2007 to 24 Jan 2008)
    • CF22 Investment Adviser (Trainee) (7 Feb 2007 to 31 Oct 2007)
  • Adam Rose

    IRN AXR00105

    • CF21 Investment Adviser (6 Mar 2006 to 19 Nov 2006)
    • CF22 Investment Adviser (Trainee) (14 Apr 2004 to 13 Sep 2004)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.