Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF30 Customer (since 4 Oct 2021)
- CF1 Director (AR) (since 4 Oct 2021)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
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TS Financial Planning Ltd
FRN 945894
- Employed By (since 4 Oct 2021)
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- Employed By (11 Feb 2025 to 4 Apr 2025)
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- CF21 Investment Adviser (3 Nov 2006 to 6 Jun 2007)
- CF22 Investment Adviser (Trainee) (28 Nov 2005 to 3 Nov 2006)
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- CF22 Investment Adviser (Trainee) (18 Mar 2004 to 31 Jan 2005)
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- CF22 Investment Adviser (Trainee) (18 Mar 2004 to 31 Jan 2005)
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- Employed By (18 Mar 2004 to 31 Oct 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.