Aviva Administration Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
AvivaWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4402072832000
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Complaints Contact
AvivaCustomer RelationsWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4403453078550
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Trades With You Directly
For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
Show 2 limitations Hide limitations
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Runs Personal Pensions
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Aaron Poltorak
IRN ASP01069
- CF30 Customer (21 Jan 2010 to 16 Sep 2010)
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Abdul Qaiyoum Siddiqui
IRN AQS00002
- CF7 Sole Trader (AR) (27 Jan 2003 to 28 Oct 2003)
- CF22 Investment Adviser (Trainee) (27 Jan 2003 to 28 Oct 2003)
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Abul Khayer Miah
IRN AKM01041
- CF22 Investment Adviser (Trainee) (18 Mar 2004 to 31 Jan 2005)
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Adam Daniel Turk
IRN ADT01064
- CF22 Investment Adviser (Trainee) (31 Oct 2005 to 17 Jan 2006)
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Adam Dawe
IRN AMD01153
- CF30 Customer (8 Jan 2008 to 16 Sep 2010)
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Adam Frith
IRN AXF00117
- CF22 Investment Adviser (Trainee) (30 Aug 2002 to 1 Sep 2002)
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Adam Harrison
IRN AXH00112
- CF21 Investment Adviser (25 Apr 2003 to 28 Sep 2003)
- CF22 Investment Adviser (Trainee) (1 May 2002 to 25 Apr 2003)
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Adam Paddick
IRN AXP01531
- CF21 Investment Adviser (23 Aug 2005 to 14 May 2006)
- CF22 Investment Adviser (Trainee) (15 Nov 2004 to 23 Aug 2005)
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Adam Paul Harris
IRN APH01124
- CF30 Customer (1 Nov 2007 to 24 Jan 2008)
- CF22 Investment Adviser (Trainee) (7 Feb 2007 to 31 Oct 2007)
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Adam Rose
IRN AXR00105
- CF21 Investment Adviser (6 Mar 2006 to 19 Nov 2006)
- CF22 Investment Adviser (Trainee) (14 Apr 2004 to 13 Sep 2004)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Jhoots Financial Services Ltd (no longer appointed)
FRN 429151 · Appointed 7 Mar 2005 · Until 31 Oct 2006
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Windmill Financial Planning & Independent Mortgages (no longer appointed)
FRN 428745 · Appointed 28 Feb 2005 · Until 1 Jul 2007
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Glasgow Mortgage Centre Ltd (no longer appointed)
FRN 428569 · Appointed 24 Feb 2005 · Until 4 Jul 2007
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True Colours Financial Planning Ltd (no longer appointed)
FRN 426632 · Appointed 16 Feb 2005 · Until 21 Jul 2007
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.