Aviva Administration Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
AvivaWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4402072832000
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Complaints Contact
AvivaCustomer RelationsWellington RowYorkNorth YorkshireYO90 1WRUNITED KINGDOM- Phone
- +4403453078550
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Trades With You Directly
For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
Show 2 limitations Hide limitations
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Runs Personal Pensions
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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John Russell Fotheringham Walls
IRN JRW01252
- (1710)CF2 Non Executive Director (13 Apr 2015 to 29 Dec 2017)
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John Russell Graham
IRN JRG00004
- (2576)CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2007)
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John Salvatore Pellegrino
IRN JSP00005
- (445)CF21 Investment Adviser (22 Jan 2004 to 31 Mar 2004)
- (444)CF22 Investment Adviser (Trainee) (27 May 2003 to 22 Jan 2004)
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John Somerville
IRN JXS00041
- (1282)CF21 Investment Adviser (14 Mar 2002 to 30 Jun 2006)
- (1281)CF22 Investment Adviser (Trainee) (19 Dec 2001 to 14 Mar 2002)
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John Stanley Hutchinson
IRN JSH01110
- (921)CF22 Investment Adviser (Trainee) (14 Oct 2002 to 19 Apr 2003)
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John Thomas Florentine
IRN JTF00011
- (2228)[FCA CF] Functions requiring qualifications (1 Jan 2021 to 1 Nov 2021)
- (2227)[FCA CF] Client dealing (1 Jan 2021 to 1 Nov 2021)
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John Thomas Rushbrooke
IRN JTR00001
- (3299)CF21 Investment Adviser (1 Dec 2001 to 28 Oct 2005)
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John Van Der Wielen
IRN JXV01156
- (1763)CF29 Significant management (5 Feb 2015 to 23 Apr 2015)
- (1764)CF1 Director (21 Dec 2011 to 5 Feb 2015)
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John Vincent Fitzpatrick
IRN JVF00001
- (3538)CF21 Investment Adviser (1 Dec 2001 to 29 Dec 2005)
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John William Kuldip Coley
IRN JWC00018
- (3572)CF21 Investment Adviser (1 Dec 2001 to 1 Sep 2003)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Birmingham Midshires Financial Services Limited (no longer appointed)
FRN 169484 · Appointed 21 Mar 1984 · Until 31 Dec 2008
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Rolfe East (Letting and Management) Ltd (no longer appointed)
FRN 162735 · Appointed 1 Oct 1983 · Until 16 Sep 2002
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Hampton Insurance & Investment (no longer appointed)
FRN 115109 · Appointed 1 Jan 1982 · Until 17 Sep 2003
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Sun Life Unit Services Ltd (no longer appointed)
FRN 142782 · Appointed 28 Mar 1980 · Until 16 Sep 2002
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Beacon Financial Planning Co Ltd (no longer appointed)
FRN 157832 · Appointed 1 Jan 1980 · Until 31 Oct 2004
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First Call Financial Planning (no longer appointed)
FRN 200766 · Appointed 1 Jul 1979 · Until 16 Sep 2002
Recent activity
Updates to this firm's record on the FCA register.
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trading name added: Sun Life Direct
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trading name added: Clydesdale Financial Advisory Service
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trading name added: Britannia Financial Advisory Services
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controlled function added: (56)SMF18 Other Overall Responsibility
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controlled function added: (55)SMF4 Chief Risk
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controlled function added: (54)SMF24 Chief Operations
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controlled function added: (53)[FCA CF] Manager of certification employee
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controlled function added: (52)[FCA CF] Significant management
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controlled function added: (51)[FCA CF] Manager of certification employee
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controlled function added: (50)[FCA CF] Manager of certification employee