John Vincent Fitzpatrick

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

PINNACLE FINANCIAL PLANNING LIMITED
FRN 493625
- SMF16 Compliance Oversight (since 9 Dec 2019)
- CF10 Compliance Oversight (4 Feb 2014 to 8 Dec 2019)
Elevate Portfolio Services Limited (no longer approved here)
FRN 144849
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2004)
Birmingham Midshires Financial Services Limited (no longer approved here)
FRN 169484
- Employed By (1 Dec 2001 to 29 Dec 2005)
Aviva Administration Limited (no longer approved here)
FRN 185746
- CF21 Investment Adviser (1 Dec 2001 to 29 Dec 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.